The Appleton Group LLC

About Appleton Group LLC Appleton Group is an independent, employee-owned Registered Investment Advisor (RIA) firm. To remain truly independent, we charge a modest fee and offer objective, impartial wealth management, proprietary research, and investment advisory services. We are privately owned, mid-size, and unaffiliated with banks, brokerage houses, or insurance companies. Our mission is to help our private clients, employer-sponsored retirement plans, financial institutions, and non-profit endowments build and maintain more profitable, predictable, and sustainable portfolios. We Are Your Fiduciaries We act as fiduciaries. As such, we are trusted by our clients and are legally obligated to help them achieve their long-term financial objectives. We try to minimize costs and take only prudent risks. However, many of the strategies we use to accomplish these goals are complex. This Guide is intended to simplify, standardize, and explain our advanced investment methods. Excellence, Integrity, and Independence Appleton Group has a tradition of excellence in wealth advisory services. We serve either by standing alone as a steward of your wealth or by collaborating with other professionals. We do it with integrity, honesty, and independence. If we cannot add value, we will provide alternative solutions for your consideration. Beginner’s Guide to Flexible Strategies This guide is available to all Appleton Group clients, regardless of their investing experience. You may be a seasoned investor or just beginning. This guide is...