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UBS Financial Services Inc. UBS Wealth Management Americas is built on the trust between our Financial Advisors, who work at UBS Financial Services Inc., and clients. Their expertise and experience allow them to comprehend clients' needs, provide informed advice, and, most importantly, help the customers achieve their goals. It is a global network of over 50 offices in more than 50 locations in five continents. Its heritage dates back to 1862, and it has managed wealth for generations of family-affluent individuals worldwide. The global strategy aims at strengthening UBS’s Wealth Management Americas franchise and integrating the Asset Management and Investment Bank departments to provide unparalleled solutions to our clients. Brokerage services are offered as a broker-dealer, and advisory services are offered as an SEC-registered investment advisor for UBS Financial Services Inc. Brokerage services for retail customers involve the acquisition of securities and other securities, and investment advisory services provide a range of investment alternatives. Brokerage services and investment advisory services are distinct and different and may involve different laws and agreements.
 
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